Daily Archives: February 16, 2017

Why Series 7 Brokers Legally CAN’T Be Client Fiduciaries Without DoL Fiduciary

By Michael Kitces With the flurry of activity and attention surrounding the Department of Labor’s fiduciary rule and whether it will be delayed …read more Source:: Nerd’s Eye View

Why Series 7 Brokers Legally CAN’T Serve As Full Fiduciaries To Clients

By Michael Kitces With the flurry of activity and attention surrounding the Department of Labor’s fiduciary rule and whether it will be delayed …read more Source:: Nerd’s Eye View

Why Series 7 Brokers Legally CAN’T Be Client Fiduciaries Without DoL Fiduciary

By Michael Kitces With the flurry of activity and attention surrounding the Department of Labor’s fiduciary rule and whether it will be delayed …read more Source:: Nerd’s Eye View

Why Brokers CAN’T Be A Full Fiduciary To Clients With A Series 7 License

By Michael Kitces With the flurry of activity and attention surrounding the Department of Labor’s fiduciary rule and whether it will be delayed …read more Source:: Nerd’s Eye View